At Schifanelli & Associates, LLC, our lawyers protect the rights and assets of individual investors in cases involving unauthorized trading and ethical breaches committed by stockbrokers and brokerage firms.
With experience in Financial Industry Regulatory Authority (FINRA) arbitration and mediation, we protect both the rights and assets of individual investors.
If you have suffered financial losses due to churning, unauthorized trading, breach of fiduciary duty, being sold unsuitable investments or any other type of broker fraud and misbehavior, we can help.
Please contact us at 888-719-7892 or 866-451-2176 to arrange a consultation with one of our knowledgeable Annapolis arbitration attorneys.
Dedicated and Competent Baltimore Brokerage Firm Dispute Attorneys
The Financial Industry Regulatory Authority (FINRA) is an independent regulatory body that polices the activities of brokers and securities firms. Long-standing arbitration and mediation procedures have been put in place for victims of investment fraud and broker negligence who are seeking relief. We can help you choose a mediator or have a say in selecting arbitrators who seem to be more receptive to the arguments of your case.
Annapolis Arbitration Attorneys Representing Customers and Brokers
Once we identify and document the exact nature of the broker fraud, we present your case before a FINRA arbitration panel or single arbitrator. The decision of an arbitrator can be appealed, but an arbitrator's decision tends to be upheld in most cases.
Mediation is also an option that can result in both parties finding a mutually acceptable solution quickly and efficiently. While it provides greater control over the final outcome, arbitration may be the better option to get the results you need. Our goal is maximum financial relief that takes the form of restitution, attorney's fees and punitive damages.
In addition, we represent FINRA-licensed financial advisers terminated by a brokerage firm with arbitration that involves U4 or U5 defamation cases.
Contact Us
For more information or to schedule an appointment, please contact us at 888-719-7892 or 866-451-2176. ¿Habla español? Bienvenido.
